Regulatory Compliance Monitoring

PMplus provides comprehensive

"Investment Restriction Monitoring"

PMplus utilizes its built-in OMS to facilitate pre-trade checking against predetermined rules to highlight any trades that may cause a breach. Comprehensive post-trade checking is built into the system. All rules are customizable at the portfolio level and market-standard rules are available including Mifid requirements. Portfolio Managers are notified of any possible breach and can take suitable action tracked by operational work-flow tools. One of the key features of PMplus is the capacity to do pre-trade, post-trade , pre-NAV and post-NAV control monitoring.