Regulatory Compliance Monitoring
PMplus® provides comprehensive investment restriction monitoring to achieve industry-standard compliance.
Customization is at the core of PMplus®, allowing rules to be tailored at the portfolio level, while also incorporating market-standard regulations such as MiFID requirements. Portfolio managers receive timely notifications of possible breaches, alerting them to take suitable action using the platform’s efficient operational workflow tools.
One of the standout features of PMplus® is its ability to conduct pre-trade, post-trade, pre-NAV, and post-NAV control monitoring. This ensures comprehensive monitoring throughout the entire investment lifecycle.
Whether you have a third-party breach monitoring system, or you receive breach advisories from an external administrator, PMplus® can ingest this data into its compliance workflow via a breach data loader, to show a comprehensive compliance picture.
PMplus® is your trusted partner in regulatory compliance monitoring, providing peace of mind and efficiency in navigating the complexities of compliance.